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Compliance Officer

Company: Century Group
Location: Los Angeles
Posted on: February 23, 2021

Job Description:

Job Description* Help monitor exception and other internal reports for mutual fund adherence * Prepare and review testing programs for mutual fund adherence fund policies* Prepare and review quarterly IRS and SEC compliance testing* Prepare and review information for various regulatory filings* Oversee daily pricing inquiries regarding holdings in mutual funds* Prepare and review valuation materials * Assists with the annual update Requirements* Proficient with the Microsoft Office Suite, including strong Excel skills * Strong analytical, problem-solving and organization skills * Excellent verbal, written and interpersonal communication skills* Able to communicate with professionals at all levels* Able to work independently and take initiative* Able to adapt to changing priorities* Able to work on multiple projects with accuracy and efficiency, while keeping to deadlines* Detail-oriented* A team player* Strong work ethicExperience* Bachelor's degree in related field and a minimum of 2 years' relevant experience REF # 35548

Keywords: Century Group, Los Angeles , Compliance Officer, Other , Los Angeles, California

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