Compliance Officer
Company: Century Group
Location: Los Angeles
Posted on: February 23, 2021
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Job Description:
Job Description* Help monitor exception and other internal
reports for mutual fund adherence * Prepare and review testing
programs for mutual fund adherence fund policies* Prepare and
review quarterly IRS and SEC compliance testing* Prepare and review
information for various regulatory filings* Oversee daily pricing
inquiries regarding holdings in mutual funds* Prepare and review
valuation materials * Assists with the annual update Requirements*
Proficient with the Microsoft Office Suite, including strong Excel
skills * Strong analytical, problem-solving and organization skills
* Excellent verbal, written and interpersonal communication skills*
Able to communicate with professionals at all levels* Able to work
independently and take initiative* Able to adapt to changing
priorities* Able to work on multiple projects with accuracy and
efficiency, while keeping to deadlines* Detail-oriented* A team
player* Strong work ethicExperience* Bachelor's degree in related
field and a minimum of 2 years' relevant experience REF # 35548
Keywords: Century Group, Los Angeles , Compliance Officer, Other , Los Angeles, California
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