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Private Wealth Management 2022 Full-Time Program - Quality Control Specialist

Company: First Republic Bank
Location: Los Angeles
Posted on: November 22, 2021

Job Description:

Private Wealth Management 2022 Full-Time Program - Quality Control Specialist At First Republic, we care about our people. Founded in 1985, we offer extraordinary client service in private banking, private business banking and private wealth management. We believe that personal connections are everything and our success is driven by the relationships we form with our colleagues and clients. You'll always feel empowered and valued here.--
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Incredible teams doing exceptional work, every day
First Republic Private Wealth Management is comprised of investment management, brokerage, trust, financial planning and insurance professionals. We offer customized wealth management solutions for our clients from a wide array of services including comprehensive investment management, financial planning, estate planning, trust services, endowment management and more. Our goal is to understand our clients' unique needs and support them throughout a lifetime of financial goals. Duties and Responsibilities The Quality Control Team is responsible for testing various operation functions to help ensure the firm adheres to internal policies as well as regulatory policies. A QC Specialist is responsible for testing, reporting, and tracking compliance.
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What you will do as a Quality Control Specialist:
- Test Know Your Customer rules
- Test IRA Rollover Contributions
- Capture and correct commission trades in advisory account
- Review completeness and accuracy of the Firm's relationship credit calculations
- Ensure accuracy of the Firm's billing fee calculations
- Model trading reconciliation
- Ensure the Firm's standards and guidelines are reviewed on a regular basis
- Develop new testing procedures as needed for other areas
- Collaborate and liaise with various teams and bank departments to maximize synergies to allow for a consistent and positive client experience. Qualifications You could be a great fit if you have:
- Attention to detail and high degree of accuracy and consistency
- Extensive use of Excel
- Ability to handle pressure, multi-task and prioritize work at all times
- Use of considerable tact and discretion when dealing with client or sensitive data
- Organizational skills
- Communication skills (both verbal and written)
- Client service skills
Job Demands:
- Must be able to review and analyze data reports and manuals; must be computer proficient.
- Must be able to communicate effectively via telephone and in person.
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Own your work and your career - apply now
Are you willing to take initiative and make decisions? Are you willing to go the extra mile because you love what you do and how you can contribute as a team? Do you want the freedom to grow and the opportunity to take charge of your own career? If so, then come join us.
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We want hard working team players. You'll have the independence to learn, lead and drive change. A culture of extraordinary service, empowerment and stability-that's the First Republic way. Come join us!
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This job description is not intended to be all-inclusive. Employee may perform other related duties as assigned to meet the ongoing needs of the organization. The Company is an equal opportunity employer. In this regard, the Company makes reasonable accommodations for qualified applicants and employees with disabilities in order to enable them to perform all essential job functions, unless doing so creates an undue hardship.
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First Republic is subject to federal laws that restrict the employment of individuals with certain types of criminal histories, including FDIA Section 19 and FINRA. To the extent not inconsistent with our obligations under those federal laws and regulations, First Republic will consider qualified candidates with criminal histories in a manner consistent with the Los Angeles and San Francisco ban-the-box laws. We're always on the lookout for top talent and are adding new jobs every week. First Republic Bank is committed to a policy of equal employment opportunity for all employees and applicants for employment, without regard to race, color, religion, sex, pregnancy, childbirth, sexual orientation, gender identification, national origin, ancestry, age, marital status, physical or mental disability, medical condition, genetic information, citizenship status, veteran status or any other legally protected category, in accordance with applicable federal, state and local law. Banking products and services are offered by First Republic Bank, Member FDIC and Equal Housing Lender Investment Advisory services are provided by First Republic Investment Management, Inc. Trust services are provided by First Republic Trust Company and First Republic Trust Company of Delaware LLC. Brokerage services are offered through First Republic Securities Company, LLC, Member FINRA / SIPC . Insurance services are provided through First Republic Securities Company, DBA Grand Eagle Insurance Services, LLC, CA Insurance License # 0I13184, and First Republic Investment Management, DBA Eagle Private Insurance Services, CA Insurance License # 0K93728. Investment, Insurance and Advisory Products and Services, and Foreign Exchange Transactions, are Not FDIC Insured or Insured by Any Federal Government Agency, Not a Deposit, Not Bank Guaranteed and May Lose Value.

Keywords: First Republic Bank, Los Angeles , Private Wealth Management 2022 Full-Time Program - Quality Control Specialist, Executive , Los Angeles, California

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