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Internal Audit Principal - Information Technology Project Auditor

Company: First Republic Bank
Location: Los Angeles
Posted on: April 9, 2021

Job Description:

First Republic Bank is committed to a policy of equal employment opportunity for all employees and applicants for employment, without regard to race, color, religion, sex, pregnancy, childbirth, sexual orientation, gender identification, national origin, ancestry, age, marital status, physical or mental disability, medical condition, genetic information, citizenship status, veteran status or any other legally protected category, in accordance with applicable federal, state and local law. Banking products and services are offered by First Republic Bank, Member FDIC and Equal Housing Lender Investment Advisory services are provided by First Republic Investment Management, Inc. Trust services are provided by First Republic Trust Company and First Republic Trust Company of Delaware LLC. Brokerage services are offered through First Republic Securities Company, LLC, Member FINRA / SIPC . Insurance services are provided through First Republic Securities Company, DBA Grand Eagle Insurance Services, LLC, CA Insurance License # 0I13184, and First Republic Investment Management, DBA Eagle Private Insurance Services, CA Insurance License # 0K93728. Investment, Insurance and Advisory Products and Services, and Foreign Exchange Transactions, are Not FDIC Insured or Insured by Any Federal Government Agency, Not a Deposit, Not Bank Guaranteed and May Lose Value. Careers - First Republic Bank - Internal Audit Principal - Information Technology Project Auditor in San Francisco, California - Careers at One Front Street Skip to Main Content Please Enable Cookies to Continue Please enable cookies in your browser to experience all the personalized features of this site, including the ability to apply for a job. Welcome page Returning Candidate? Log back in! Internal Audit Principal - Information Technology Project Auditor ID 2021-11943 Job Locations US-CA-San Francisco At First Republic, we care about our people. Founded in 1985, we offer extraordinary client service in private banking, private business banking and private wealth management. We believe that personal connections are everything and our success is driven by the relationships we form with our colleagues and clients. You'll always feel empowered and valued here. Incredible teams doing exceptional work, every day The Audit, Risk, Compliance and Legal groups support First Republic's business objectives by systematically improving the effectiveness of its risk management, control and governance processes. We own and administer these processes while educating our colleagues to best support them. Our mission is to promote a culture of compliance and to be the best partner we can to our business stakeholders. As a member of our Internal Audit Team, the Internal Audit Principal - Information Technology Project Auditor will work closely with the Bank's Information Technology groups and other lines of business to assess various corporate projects with the objective of evaluating the operational effectiveness and identification of potential risks associated with the projects. The Internal Audit Principal will be responsible for planning and executing Information Technology project audits , continuous risk monitoring, and providing control consultation on programmatic, operational risks and controls throughout the Bank and its subsidiaries. What you'll do as an--Internal Audit Principal - Information Technology Project Auditor:

  • Plan and execute IT project audits, including identifying and analyzing risks, planning and prioritizing the audit work, conducting audit interviews, observing operations, documenting and analyzing procedures and controls, performing audit tests, preparing appropriate workpapers, developing audit recommendations and reviewing them with appropriate management, and preparing audit reports.
  • Assist with developing and implementing an ongoing IT project assessment plan by assessing all relevant risk factors, including project portfolio, resource availability, and project prioritization.
    Ensure the overall quality, consistency, risk management and adherence to department and professional standards for IT audits, identifying opportunities for audit process improvement and integration with the financial, operational, retail, and compliance audit processes.
  • Be recognized as a leader, management consultant and internal controls expert; develop and maintain collaborative working relationships with various teams within the company, learning and understanding the business to better provide value-added services, help management achieve objectives, and enhance customer satisfaction.
  • Provide risk identification, security, and audit control considerations for projects and other initiatives.
    Assist in defining, refining, implementing, and maintaining the Company's audit process, including department standards and procedures that will be overseen by the Audit Committee of the Board of Directors.
  • Trains, coaches, and provides direction to IA team members and business line stakeholders on area of expertise
  • Maintain professional certification(s) and continue to develop and expand knowledge of the audit profession, project management, Information Technology, bank regulatory issuances, our industry, and Company products and information through self-study, research, and continuing education efforts.
  • Perform duties and responsibilities specific to department functions and activities.
  • Perform other duties and responsibilities as required or assigned by supervisor.
  • Responsibilities include the following: 1) adhering to and complying with all applicable, federal and state laws, regulations and guidance, including those related to Anti-Money Laundering (i.e., Bank Secrecy Act, USA PATRIOT Act, etc.), 2) adhering to Bank policies and procedures, 3) completing required training, 4) identifying and reporting potential suspicious activity to the BSA/AML Officer, and 5) knowing and verifying the identity of any customer(s) that enters into a relationship with the Bank. DISCLAIMER:--Critical features of this job are described under the items above. They may be subject to change at any time due to reasonable accommodation or other reasons. This job description reflects management's assignment of essential functions; it does not prescribe or restrict the tasks that may be assigned. Nothing in this job description restricts management's right to assign or reassign duties and responsibilities to this job at any time. You could be a great fit if you have:
    • 6+ years of demonstrated internal control, project, or risk management related experience; "Big 4" public accounting/consulting experience highly desirable.
    • Banking or finance experience primarily focused in internal audit, enterprise-wide risk management, and technology risk consulting
    • BS/BA degree required; related technical field is preferred.
    • Advanced degree or professional certification, such as PMP, CIA, CISSP, CISA, CRISC, CISM, CRMA required.
    • Sound knowledge and experience in information technology audit, systems design and management, security, and client server technologies.
    • Understanding of security software, database technology, and emerging E-Commerce, and Internet technologies.
    • Strong analytical skills with the ability to critically analyze and assess the adequacy of internal controls and opportunities for process improvements and efficiency gains.
    • Demonstrated strong project management and organization skills with successful experience in concurrently managing multiple projects at varying levels of technical difficulty.
    • Strong interpersonal and presentation skills.
    • Demonstrated flexibility; a self-starter who excels at learning new processes and business functions.
    • Excellent written and oral communication skills with ability to work and communicate with IT and business process owners.
    • Demonstrated integrity within a professional environment.
    • Ability to work effectively as part of a team environment and independently as an individual contributor, demonstrating a continuous commitment to improvement.
    • Knowledge of FFIEC, COBIT, Sarbanes-Oxley Act of 2002, NIST, COSO, and other control frameworks.
    • Advanced level of PC skills with Microsoft Office applications.
    • Provides extraordinary service.
    • Drive to provide extraordinary service and further the First Republic Bank culture and values. Job Demands:
      • Must be able to review and analyze data reports and manuals; must be computer proficient.
      • Must be able to communicate effectively via telephone and in person.
      • Must be able to travel as position requires; approximately 10%.
      • May be required to lift 25-50 lbs. Own your work and your career - apply now Are you willing to take initiative and make decisions? Are you willing to go the extra mile because you love what you do and how you can contribute as a team? Do you want the freedom to grow and the opportunity to take charge of your own career? If so, then come join us. We want hard working team players. You'll have the independence to learn, lead and drive change. A culture of extraordinary service, empowerment and stability-that's the First Republic way. This job description is not intended to be all-inclusive. Employee may perform other related duties as assigned to meet the ongoing needs of the organization. The Company is an equal opportunity employer. In this regard, the Company makes reasonable accommodations for qualified applicants and employees with disabilities in order to enable them to perform all essential job functions, unless doing so creates an undue hardship. First Republic is subject to federal laws that restrict the employment of individuals with certain types of criminal histories, including FDIA Section 19 and FINRA. To the extent not inconsistent with our obligations under those federal laws and regulations, First Republic will consider qualified candidates with criminal histories in a manner consistent with the Los Angeles and San Francisco ban-the-box laws. Options Apply for this job online Apply Share Sorry the Share function is not working properly at this moment. Please refresh the page and try again later. Share on your newsfeed Loading... Need help finding the right job? We can recommend jobs specifically for you!Click here to get started. Please be advised that First Republic Bank will not ask you to provide personal information, including driver's licenses, social security numbers, and passports during the interview process. If you receive a request of this type, please report it to Fraud@firstrepublic.com

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Keywords: First Republic Bank, Los Angeles , Internal Audit Principal - Information Technology Project Auditor, Accounting, Auditing , Los Angeles, California

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